Our Story

Our name may be new, but our legacy is long. Cetera Investors was created from the purchase of Foresters Financial, an institution that can trace its beginnings to the early part of the last century. The close family structure and strong community involvement attracted Cetera, while Foresters Financial wanted to expand their product offerings to their clients and take advantage of Cetera’s technology and infrastructure. It was a perfect match. The purchase was complete in June 2019 and a new chapter began.

Cetera Investors is part of your community. We are your neighbors. We believe in doing more. We are driven by our purpose to help all people wherever they are in life and business with their financial health and overall well-being.

We believe that our clients deserve more than a financial solutions provider — they deserve a partner who will help them prosper and improve their community.

Meet the Cetera Investment Services Executive Team

LeAnn Rummel
President and Chief Executive Officer
Sean Casey
EVP, Cetera Investors
Kevin Larson
SVP, Risk Management
Kim Holweger
Chief Operations Officer
Mark Shelson
Chief Financial Officer
Chris Reinholz
Vice President, Head of Trading
Corey Hacker
Vice President, Planning and Advice
Nichole Kircher
Head of Supervision
Brian Haley
Chief Compliance Officer

Meet the Cetera Investors Management Team

Mitch Solomon
RVP, East
Kimberlee Mott
RVP, Central & Southeast
Stephen Scully
RVP, West
Jay Stainsby
Rich Mulligan