Office information201 E. Main St.
Lexington, KY 40507
|Monday||9:00 am - 5:00 pm|
|Tuesday||9:00 am - 5:00 pm|
|Wednesday||9:00 am - 5:00 pm|
|Thursday||9:00 am - 5:00 pm|
|Friday||9:00 am - 5:00 pm|
Frank PattonBranch Manager
The Lexington, Kentucky branch of Cetera® Investors is managed by Frank Patton, RICP®. He has 10 years of experience in the role and has spent over 18 years in the financial industry. At Cetera Investors, we believe that our clients deserve more than a financial solutions provider—they deserve a partner who will help them prosper and improve their community. Schedule an appointment today to discover the Cetera Investors difference.
Services offered at this branch:
Ongoing education and training:
Our team stays up to date on the latest industry information and trends through on-demand training and live workshops and events—all designed to help us serve your needs better.
Your financial professional is backed by teams who can offer specialized guidance on complex financial scenarios, like tax and estate planning, insurance options, and more.
Support for retirement plans:
Cetera's experienced team of retirement specialists and technology tools can support small business owners and the retirement plan benefits they offer employees.
Technology that keeps you in sync:
Our proprietary platform, AdviceWorks™, ensures you're always connected with your professional—view your account information at any time, from any device and keep track of reports, statements, and other important financial information.
Our in-house research team, Cetera Investment Management, supports your financial manager with a wealth of independent, objective research and advice designed to make sense out of the complex, often-changing economic landscape.
About Cetera® Financial ManagementCetera Investment Management LLC is an SEC registered investment adviser owned by Cetera Financial Group®. Cetera Investment Management provides market perspectives, portfolio guidance, model management, and other investment advice to its affiliated broker-dealers, dually registered broker-dealers and registered investment advisers.
Financial Manager in Lexington, KY
Folks in Lexington know how important small-town values and an in-person experience are when you want to do fair business. That’s why at Cetera® Investors, we prioritize client experience before anything else. It’s important to us that you feel welcomed like a neighbor, unlike the austere experience you might get at a less client-focused firm. If you’re seeking to expand your passive household income past the $58,000 Lexington household median, Cetera Investors can help you craft a personalized plan.
Because we use a unique Advice-Centric Experience® framework, Cetera Investors is able to offer a more client-focused management experience. Our financial professionals in Lexington are trained to provide the professional guidance you need, the way you need it. It’s your money. We believe that you should work with a manager who will help customize their plans to best suit your goals—that’s the Cetera Investors difference.
Cetera Investors Frequently Asked Questions
A Cetera Investors financial manager is an advice-focused professional with access to a nationwide network of management techniques and technical tools. In addition to this, our managers prioritize client experience. We believe that combining innovative technology with a client-oriented business model is a better method to build wealth in a way that people can trust and believe in.
To provide our clients with a higher level of service, Cetera's managers keep up with the latest in financial technology solutions. Our suite of advanced tech platforms helps keep our managers informed and in-the-know on any market fluctuations relevant to your portfolio. Some of the in-house platforms we've developed to assist our managers include:
- AdviceWorks™: This proprietary platform ensures you're always connected with your manager—view your account information at any time from any device and keep track of reports, statements, and the info you need to keep an eye on your finances.
- Independent research: Our in-house research team, Cetera® Investment Management, supports your financial manager with a wealth of independent research and advice designed to make sense out of the complex economic landscape. They offer insights that promote your financial well-being.
- Ongoing education and training: Our team of professionals stays on the cutting edge of industry information and trends through on-demand training, live workshops, and educational events—all designed to help our managers meet your needs.
- Experienced specialists: Your financial manager is backed by teams who can offer specialized guidance on complex financial scenarios, like tax and estate preparation, insurance options, and more.*
- Support for retirement plans: Cetera's experienced team of retirement specialists and technology tools can support small business owners and the retirement plan benefits they offer employees.
Cetera Investors always recommends finding a financial manager in Lexington
who prioritizes building meaningful relationships with their clients. We make
it easy to connect clients with a sharp, engaged manager who takes their clients
seriously, thanks to our nationwide network of wealth managers and supplemental online
platforms. Whether you're just starting out on your plan for retirement, considering
expanding your small business, or simply curious about ways you can put your savings to work,
Cetera Investors in Lexington is here to help.
Cetera Investors' team of managers in Lexington doesn't believe in the one-size-fits-all approach to financial solutions. Our local wealth managers are dedicated to tailoring their approach to best suit your personalized needs. Our managers put their money where their mouth is by investing in specialized Advice-Centric Experience® training, and we don't just see you as another spreadsheet; we treat you like our friends and neighbors.
Cetera Investors' managers offer principled, client-focused management services, focusing on key ways to improve your financial well-being. If you're in the market for a manager in Lexington—or anywhere in Northern Kentucky, from Richmond to Williamstown—we encourage you to stop by our local office. We're conveniently located in the heart of Lexington, right downtown on East Main Street. Whether you're already downtown for work or church, or coming to town to take in the city, you can enjoy your day knowing that our managers will follow through with a strategy designed to help your portfolio grow.
At Cetera Investors, we believe in a personalized, local experience in financial solutions, which means our resources aren't restricted to any specific location. Cetera is backed by our nationwide network of experienced managers and technical tools, so you can harness the power of a large organization while still enjoying the friendly perks of a small-town manager. Strong relationships are the bedrock of a successful business model. That's why our core value is providing a welcoming and neighborly experience for our local clients.
How Do I Get Started with Cetera Investors?If you’re looking for advanced wealth management techniques and personal, one-on-one management experience, simply reach out to your local Cetera Investors branch by calling 859.273.2171. We know how hard it used to be to find the right balance of technical know-how and client-centric management in northern Kentucky. That’s why we’re proud to offer our services in downtown Lexington.
Whether you are just starting out or developing a plan to pass on your estate, a Cetera Investors wealth manager can be there to help. One of the most important steps you can take to manage your financial future is contacting a trustworthy manager and getting started on your plan. Get on the right track to make the most of your money by calling your local Cetera Lexington wealth manager today.
*For a comprehensive review of your personal situation, always consult with a tax or legal advisor. Neither Cetera Investors nor any of its representatives may give legal or tax advice.